The Federalist No. 10
The Utility of the Union as a Safeguard Against Domestic
Faction and Insurrection (continued)
Daily Advertiser
Thursday, November 22, 1787
[James Madison]
To the People of the State of New York:
Among the numerous advantages promised by a well
constructed Union, none deserves to be more accurately developed than its
tendency to break and control the violence of faction. The friend of popular
governments never finds himself so much alarmed for their character and
fate, as when he contemplates their propensity to this dangerous vice.
He will not fail, therefore, to set a due value on any plan which, without
violating the principles to which he is attached, provides a proper cure
for it. The instability, injustice, and confusion introduced into the public
councils, have, in truth, been the mortal diseases under which popular
governments have everywhere perished; as they continue to be the favorite
and fruitful topics from which the adversaries to liberty derive their
most specious declamations. The valuable improvements made by the American
constitutions on the popular models, both ancient and modern, cannot certainly
be too much admired; but it would be an unwarrantable partiality, to contend
that they have as effectually obviated the danger on this side, as was
wished and expected. Complaints are everywhere heard from our most considerate
and virtuous citizens, equally the friends of public and private faith,
and of public and personal liberty, that our governments are too unstable,
that the public good is disregarded in the conflicts of rival parties,
and that measures are too often decided, not according to the rules of
justice and the rights of the minor party, but by the superior force of
an interested and overbearing majority. However anxiously we may wish that
these complaints had no foundation, the evidence, of known facts will not
permit us to deny that they are in some degree true. It will be found,
indeed, on a candid review of our situation, that some of the distresses
under which we labor have been erroneously charged on the operation of
our governments; but it will be found, at the same time, that other causes
will not alone account for many of our heaviest misfortunes; and, particularly,
for that prevailing and increasing distrust of public engagements, and
alarm for private rights, which are echoed from one end of the continent
to the other. These must be chiefly, if not wholly, effects of the unsteadiness
and injustice with which a factious spirit has tainted our public administrations.
By a faction, I understand a number of citizens,
whether amounting to a majority or a minority of the whole, who are united
and actuated by some common impulse of passion, or of interest, adversed
to the rights of other citizens, or to the permanent and aggregate interests
of the community.
There are two methods of curing the mischiefs
of faction: the one, by removing its causes; the other, by controlling
its effects.
There are again two methods of removing the causes
of faction: the one, by destroying the liberty which is essential to its
existence; the other, by giving to every citizen the same opinions, the
same passions, and the same interests.
It could never be more truly said than of the
first remedy, that it was worse than the disease. Liberty is to faction
what air is to fire, an aliment without which it instantly expires. But
it could not be less folly to abolish liberty, which is essential to political
life, because it nourishes faction, than it would be to wish the annihilation
of air, which is essential to animal life, because it imparts to fire its
destructive agency.
The second expedient is as impracticable as the
first would be unwise. As long as the reason of man continues fallible,
and he is at liberty to exercise it, different opinions will be formed.
As long as the connection subsists between his reason and his self-love,
his opinions and his passions will have a reciprocal influence on each
other; and the former will be objects to which the latter will attach themselves.
The diversity in the faculties of men, from which the rights of property
originate, is not less an insuperable obstacle to a uniformity of interests.
The protection of these faculties is the first object of government. From
the protection of different and unequal faculties of acquiring property,
the possession of different degrees and kinds of property immediately results;
and from the influence of these on the sentiments and views of the respective
proprietors, ensues a division of the society into different interests
and parties.
The latent causes of faction are thus sown in
the nature of man; and we see them everywhere brought into different degrees
of activity, according to the different circumstances of civil society.
A zeal for different opinions concerning religion, concerning government,
and many other points, as well of speculation as of practice; an attachment
to different leaders ambitiously contending for pre-eminence and power;
or to persons of other descriptions whose fortunes have been interesting
to the human passions, have, in turn, divided mankind into parties, inflamed
them with mutual animosity, and rendered them much more disposed to vex
and oppress each other than to co-operate for their common good. So strong
is this propensity of mankind to fall into mutual animosities, that where
no substantial occasion presents itself, the most frivolous and fanciful
distinctions have been sufficient to kindle their unfriendly passions and
excite their most violent conflicts. But the most common and durable source
of factions has been the various and unequal distribution of property.
Those who hold and those who are without property have ever formed distinct
interests in society. Those who are creditors, and those who are debtors,
fall under a like discrimination. A landed interest, a manufacturing interest,
a mercantile interest, a moneyed interest, with many lesser interests,
grow up of necessity in civilized nations, and divide them into different
classes, actuated by different sentiments and views. The regulation of
these various and interfering interests forms the principal task of modern
legislation, and involves the spirit of party and faction in the necessary
and ordinary operations of the government.
No man is allowed to be a judge in his own cause,
because his interest would certainly bias his judgment, and, not improbably,
corrupt his integrity. With equal, nay with greater reason, a body of men
are unfit to be both judges and parties at the same time; yet what are
many of the most important acts of legislation, but so many judicial determinations,
not indeed concerning the rights of single persons, but concerning the
rights of large bodies of citizens? And what are the different classes
of legislators but advocates and parties to the causes which they determine?
Is a law proposed concerning private debts? It is a question to which the
creditors are parties on one side and the debtors on the other. Justice
ought to hold the balance between them. Yet the parties are, and must be,
themselves the judges; and the most numerous party, or, in other words,
the most powerful faction must be expected to prevail. Shall domestic manufactures
be encouraged, and in what degree, by restrictions on foreign manufactures?
are questions which would be differently decided by the landed and the
manufacturing classes, and probably by neither with a sole regard to justice
and the public good. The apportionment of taxes on the various descriptions
of property is an act which seems to require the most exact impartiality;
yet there is, perhaps, no legislative act in which greater opportunity
and temptation are given to a predominant party to trample on the rules
of justice. Every shilling with which they overburden the inferior number,
is a shilling saved to their own pockets.
It is in vain to say that enlightened statesmen
will be able to adjust these clashing interests, and render them all subservient
to the public good. Enlightened statesmen will not always be at the helm.
Nor, in many cases, can such an adjustment be made at all without taking
into view indirect and remote considerations, which will rarely prevail
over the immediate interest which one party may find in disregarding the
rights of another or the good of the whole.
The inference to which we are brought is, that
the causes of faction cannot be removed, and that relief is only
to be sought in the means of controlling its effects.
If a faction consists of less than a majority,
relief is supplied by the republican principle, which enables the majority
to defeat its sinister views by regular vote. It may clog the administration,
it may convulse the society; but it will be unable to execute and mask
its violence under the forms of the Constitution. When a majority is included
in a faction, the form of popular government, on the other hand, enables
it to sacrifice to its ruling passion or interest both the public good
and the rights of other citizens. To secure the public good and private
rights against the danger of such a faction, and at the same time to preserve
the spirit and the form of popular government, is then the great object
to which our inquiries are directed. Let me add that it is the great desideratum
by which this form of government can be rescued from the opprobrium under
which it has so long labored, and be recommended to the esteem and adoption
of mankind.
By what means is this object attainable? Evidently
by one of two only. Either the existence of the same passion or interest
in a majority at the same time must be prevented, or the majority, having
such coexistent passion or interest, must be rendered, by their number
and local situation, unable to concert and carry into effect schemes of
oppression. If the impulse and the opportunity be suffered to coincide,
we well know that neither moral nor religious motives can be relied on
as an adequate control. They are not found to be such on the injustice
and violence of individuals, and lose their efficacy in proportion to the
number combined together, that is, in proportion as their efficacy becomes
needful.
From this view of the subject it may be concluded
that a pure democracy, by which I mean a society consisting of a small
number of citizens, who assemble and administer the government in person,
can admit of no cure for the mischiefs of faction. A common passion or
interest will, in almost every case, be felt by a majority of the whole;
a communication and concert result from the form of government itself;
and there is nothing to check the inducements to sacrifice the weaker party
or an obnoxious individual. Hence it is that such democracies have ever
been spectacles of turbulence and contention; have ever been found incompatible
with personal security or the rights of property; and have in general been
as short in their lives as they have been violent in their deaths. Theoretic
politicians, who have patronized this species of government, have erroneously
supposed that by reducing mankind to a perfect equality in their political
rights, they would, at the same time, be perfectly equalized and assimilated
in their possessions, their opinions, and their passions.
A republic, by which I mean a government in which
the scheme of representation takes place, opens a different prospect, and
promises the cure for which we are seeking. Let us examine the points in
which it varies from pure democracy, and we shall comprehend both the nature
of the cure and the efficacy which it must derive from the Union.
The two great points of difference between a democracy
and a republic are: first, the delegation of the government, in the latter,
to a small number of citizens elected by the rest; secondly, the greater
number of citizens, and greater sphere of country, over which the latter
may be extended.
The effect of the first difference is, on the
one hand, to refine and enlarge the public views, by passing them through
the medium of a chosen body of citizens, whose wisdom may best discern
the true interest of their country, and whose patriotism and love of justice
will be least likely to sacrifice it to temporary or partial considerations.
Under such a regulation, it may well happen that the public voice, pronounced
by the representatives of the people, will be more consonant to the public
good than if pronounced by the people themselves, convened for the purpose.
On the other hand, the effect may be inverted. Men of factious tempers,
of local prejudices, or of sinister designs, may, by intrigue, by corruption,
or by other means, first obtain the suffrages, and then betray the interests,
of the people. The question resulting is, whether small or extensive republics
are more favorable to the election of proper guardians of the public weal;
and it is clearly decided in favor of the latter by two obvious considerations:
In the first place, it is to be remarked that,
however small the republic may be, the representatives must be raised to
a certain number, in order to guard against the cabals of a few; and that,
however large it may be, they must be limited to a certain number, in order
to guard against the confusion of a multitude. Hence, the number of representatives
in the two cases not being in proportion to that of the two constituents,
and being proportionally greater in the small republic, it follows that,
if the proportion of fit characters be not less in the large than in the
small republic, the former will present a greater option, and consequently
a greater probability of a fit choice.
In the next place, as each representative will
be chosen by a greater number of citizens in the large than in the small
republic, it will be more difficult for unworthy candidates to practice
with success the vicious arts by which elections are too often carried;
and the suffrages of the people being more free, will be more likely to
centre in men who possess the most attractive merit and the most diffusive
and established characters. . . .
The other point of difference is, the greater
number of citizens and extent of territory which may be brought within
the compass of republican than of democratic government; and it is this
circumstance principally which renders factious combinations less to be
dreaded in the former than in the latter. The smaller the society, the
fewer probably will be the distinct parties and interests composing it;
the fewer the distinct parties and interests, the more frequently will
a majority be found of the same party; and the smaller the number of individuals
composing a majority, and the smaller the compass within which they are
placed, the more easily will they concert and execute their plans of oppression.
Extend the sphere, and you take in a greater variety of parties and interests;
you make it less probable that a majority of the whole will have a common
motive to invade the rights of other citizens; or if such a common motive
exists, it will be more difficult for all who feel it to discover their
own strength, and to act in unison with each other. . . .
Hence, it clearly appears, that the same advantage
which a republic has over a democracy, in controlling the effects of faction,
is enjoyed by a large over a small republic, -- is enjoyed by the Union
over the States composing it. Does the advantage consist in the substitution
of representatives whose enlightened views and virtuous sentiments render
them superior to local prejudices and schemes of injustice? It will not
be denied that the representation of the Union will be most likely to possess
these requisite endowments. Does it consist in the greater security afforded
by a greater variety of parties, against the event of any one party being
able to outnumber and oppress the rest? In an equal degree does the increased
variety of parties comprised within the Union, increase this security.
Does it, in fine, consist in the greater obstacles opposed to the concert
and accomplishment of the secret wishes of an unjust and interested majority?
Here, again, the extent of the Union gives it the most palpable advantage.
The influence of factious leaders may kindle a
flame within their particular States, but will be unable to spread a general
conflagration through the other States. A religious sect may degenerate
into a political faction in a part of the Confederacy; but the variety
of sects dispersed over the entire face of it must secure the national
councils against any danger from that source. A rage for paper money, for
an abolition of debts, for an equal division of property, or for any other
improper or wicked project, will be less apt to pervade the whole body
of the Union than a particular member of it; in the same proportion as
such a malady is more likely to taint a particular county or district,
than an entire State.
In the extent and proper structure of the Union,
therefore, we behold a republican remedy for the diseases most incident
to republican government. And according to the degree of pleasure and pride
we feel in being republicans, ought to be our zeal in cherishing the spirit
and supporting the character of Federalists.
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